Filed June 14, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Claims process... | $386,110 |
Filed as: GALLAGHER BENEFIT SERVICES, INC. Service code 16 · EIN 36-4291971 | Consulting | $60,000 |
THE ERISA LAW GROUP, P.A.2+ years Service code 29 · EIN 82-0532331 | Legal | $10,197 |
Filed as: CHARLES SCHWAB & CO. INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $7,826 |
Service code 16 · EIN 38-2340348 | Consulting | $956 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,548 | $43,110+10.3% | $156,549-69.6% | $65,292-27.2% |
| Participation rate | 57.7% | 69.3%-11.6pp | 84.0%-26.3pp | 72.4%-14.7pp |
| Annual return | 7.28% | 11.24%-4.0pp | 32.23%-24.9pp | 11.84%-4.6pp |
| Employer contribution / active EE | $613 | $1,702-64.0% | $5,501-88.9% | $2,302-73.4% |
| Participant deferral / active EE | $2,166 | $2,520-14.0% | $4,871-55.5% | $3,579-39.5% |
| Admin fee / account holder | $114 | $47+141.4% | $13,027-99.1% | $57+98.8% |