Filed February 21, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FIRST CLEARING LLC1+ years Service code 27 · EIN 23-2384840 | Advisory (Plan) | $64,476 |
Service code 37 · EIN 04-2647786 | Loan Processing | $35,325 |
CROWE LLP1+ years Filed as: CROWE HORWATH LLP Service code 10 · EIN 35-0921680 | Accounting | $12,875 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $13,708 | $23,187-40.9% | $67,711-79.8% | $69,651-80.3% |
| Participation rate | 19.5% | 20.5%-1.0pp | 67.5%-48.0pp | 66.6%-47.1pp |
| Annual return | -1.27% | 599.89%-601.2pp | 25.41%-26.7pp | 53.77%-55.0pp |
| Employer contribution / active EE | $29 | $277-89.6% | $2,559-98.9% | $2,241-98.7% |
| Participant deferral / active EE | $1,327 | $676+96.4% | $3,585-63.0% | $3,635-63.5% |
| Admin fee / account holder | $45 | $65-30.5% | $4,255-98.9% | $63-28.8% |