Retirement plan

GREAT RIVER ENTERTAINMENT, LLC 401(K) PROFIT SHARING PLAN

Name: GREAT RIVER ENTERTAINMENT, LLC - GREAT RIVER ENTERTAINMENT, LLC 401(K) PROFIT SHARING PLAN (2016) Form 5500
Creator: GREAT RIVER ENTERTAINMENT, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, GREAT RIVER ENTERTAINMENT, LLC 401(K) PROFIT SHARING PLAN, GREAT RIVER ENTERTAINMENT, LLC

GREAT RIVER ENTERTAINMENT, LLCEIN 20-8412604Plan #001PY 2016

P.O. BOX 727 - BURLINGTON, IA 52601319-753-2946thepzazz.comLinkedIn501-1000 employeesentertainment

Prospect flagsLow assets / participantCorrective distributions

How to read this page

Total assets (EOY)

$4.8M

+22.1% from 2015

Total participants

400

+18.0% from 2015

Average account balance

$16,025

-1.4% from 2015

Annual return

11.10%

+13.21 pp from 2015

Benchmarks

See 381 peers

Peer group

Industry71 - Arts, Entertainment, and Recreation

Plan typeDefined contribution

Participants250-999

Cohort381 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$9.93M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$33K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

297

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

54.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.24M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$3K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.54%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$175

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
NATIONWIDE2+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215	Recordkeeping	$25,592
NEWPORT GROUP, INC.2+ years Filed as: KIDDER BENEFITS CONSULTANTS, INC. Service code 15 5700 WESTOWN PARKWAY, SUITE 100 · WEST DES MOINES, IA 50266	Recordkeeping	$16,156
LPL FINANCIAL2+ years Filed as: LPL FINANCIAL, LLC Service code 26 ATTN COMMISSIONS DEPT · SAN DIEGO, CA 92121	Advisory (Participants)	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$14K

$37 / participant

Investment mgmt$14K99.8%
Other / not subdivided$310.2%

% of EOY assets

0.285%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: TD & T FINANCIAL GROUP, P.C.
Auditor EIN: 421029744
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$16,025

$41,281-61.2%

$109,313-85.3%

$57,658-72.2%

Participation rate

73.5%

59.3%+14.1pp

71.3%+2.2pp

70.2%+3.2pp

Annual return

11.10%

8.97%+2.1pp

22.07%-11.0pp

5.13%+6.0pp

Employer contribution / active EE

$709

$1,201-41.0%

$3,892-81.8%

$1,974-64.1%

Participant deferral / active EE

$1,620

$2,223-27.1%

$3,166-48.8%

$3,061-47.1%

Admin fee / account holder

$46

$75-39.3%

$5,666-99.2%

$95-51.7%

Provider

Service type

Compensation

NATIONWIDE2+ years

Service code 15

ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215

Recordkeeping

$25,592

NEWPORT GROUP, INC.2+ years

Filed as: KIDDER BENEFITS CONSULTANTS, INC.

Service code 15

5700 WESTOWN PARKWAY, SUITE 100 · WEST DES MOINES, IA 50266

Recordkeeping

$16,156

LPL FINANCIAL2+ years

Filed as: LPL FINANCIAL, LLC

Service code 26

ATTN COMMISSIONS DEPT · SAN DIEGO, CA 92121

Advisory (Participants)

GREAT RIVER ENTERTAINMENT, LLC 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

GREAT RIVER ENTERTAINMENT, LLC 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion