Filed March 7, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Shareholde... | $222,443 |
UBS FINANCIAL SERVICES INC2 years Service code 16 · EIN 13-2638166 | Consulting | $40,546 |
NATIONAL FINANCIAL SERVICES4 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $12,052 | $27,839-56.7% | $61,373-80.4% | $78,044-84.6% |
| Participation rate | 85.3% | 29.8%+55.5pp | 52.6%+32.7pp | 74.4%+10.9pp |
| Annual return | 26.56% | -13.45%+40.0pp | 338.61%-312.1pp | 10.87%+15.7pp |
| Employer contribution / active EE | $234 | $367-36.3% | $1,159-79.8% | $3,125-92.5% |
| Participant deferral / active EE | $1,670 | $968+72.6% | $2,125-21.4% | $5,084-67.1% |
| Admin fee / account holder | $28 | $113-75.3% | $2,130-98.7% | $79-64.6% |