Filed November 18, 2019
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $38,778 |
LOCKTON INVESTMENT ADVISORS, LLC2+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $22,338 |
Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 49 · EIN 20-3247391 | Other Services | $7,399 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,440 | $59,535-3.5% | $90,161-36.3% | $62,293-7.8% |
| Participation rate | 52.0% | 73.0%-21.0pp | 76.9%-24.8pp | 69.5%-17.5pp |
| Annual return | 20.20% | 23.53%-3.3pp | 34.89%-14.7pp | 28.90%-8.7pp |
| Employer contribution / active EE | $839 | $1,826-54.0% | $3,318-74.7% | $2,042-58.9% |
| Participant deferral / active EE | $4,314 | $4,639-7.0% | $5,287-18.4% | $3,169+36.1% |
| Admin fee / account holder | $267 | $337-20.6% | $5,943-95.5% | $479-44.2% |