Filed December 31, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $208,189 |
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 49 · EIN 20-3247391 | Other Services | $40,479 |
THE BANK OF NEW YORK MELLON1+ years Filed as: PERSHING, LLC Service code 33 · EIN 13-2741729 | Securities brokerage; Account mainten... | $22,580 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,277 | $81,321-25.9% | $68,509-12.0% | $59,188+1.8% |
| Participation rate | 98.4% | 83.8%+14.6pp | 74.7%+23.7pp | 69.4%+29.0pp |
| Annual return | 0.78% | 4.65%-3.9pp | 8.27%-7.5pp | 5.51%-4.7pp |
| Employer contribution / active EE | $3,409 | $3,297+3.4% | $2,278+49.7% | $2,098+62.5% |
| Participant deferral / active EE | $4,084 | $4,592-11.1% | $3,382+20.7% | $3,265+25.1% |
| Admin fee / account holder | $61 | $62-1.3% | $5,275-98.8% | $92-34.0% |