Filed February 1, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ROCKEFELLER FINANCIAL LLC2 years Filed as: ROCKEFELLER CAPITAL MANAGEMENT Service code 27 · EIN 82-3226180 | Advisory (Plan) | $17,794 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $10,925 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,463 | $65,241-27.3% | $126,539-62.5% | $85,563-44.5% |
| Participation rate | 21.7% | 48.6%-27.0pp | 69.8%-48.2pp | 66.0%-44.3pp |
| Annual return | 13.88% | 42.19%-28.3pp | 425.95%-412.1pp | 31.51%-17.6pp |
| Employer contribution / active EE | $237 | $1,937-87.8% | $3,674-93.6% | $2,654-91.1% |
| Participant deferral / active EE | $816 | $3,032-73.1% | $4,083-80.0% | $4,375-81.4% |
| Admin fee / account holder | $171 | $1,031-83.4% | $6,065-97.2% | $834-79.5% |