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| Provider | Service type | Compensation |
|---|---|---|
SECURITIES AMERICA INC1 year Filed as: SECURITIES AMERICA, INC. Service code 27 · EIN 11-2551174 | Advisory (Plan) | $69,264 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $55,394 |
ASSURANCE DIMENSIONS2 years Service code 10 · EIN 26-3429295 | Accounting | $7,692 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $120,992 | $123,793-2.3% | $177,840-32.0% | $79,852+51.5% |
| Participation rate | 72.3% | 84.7%-12.3pp | 87.7%-15.4pp | 69.6%+2.7pp |
| Annual return | 13.98% | 22.82%-8.8pp | 48.32%-34.3pp | 31.72%-17.7pp |
| Employer contribution / active EE | $0 | $4,095-100.0% | $5,919-100.0% | $2,471-100.0% |
| Participant deferral / active EE | $5,329 | $5,956-10.5% | $7,714-30.9% | $3,740+42.5% |
| Admin fee / account holder | $560 | $7,243-92.3% | $12,431-95.5% | $5,306-89.5% |