Filed July 16, 2020
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANN INS CO Service code 64 8515 E ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $204,925 |
UBS FINANCIAL SERVICES INC7 years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $90,867 |
FLORIDA RETIREMENT CONSULTANTS10+ years Service code 13 · EIN 87-1603224 | Contract Administrator | $9,265 |
ASSURANCE DIMENSIONS6 years Service code 10 · EIN 26-3429295 | Accounting | $8,000 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,433 | $106,230-19.6% | $147,080-41.9% | $77,736+9.9% |
| Participation rate | 84.4% | 78.4%+6.0pp | 82.2%+2.2pp | 70.6%+13.8pp |
| Annual return | 16.04% | 56.91%-40.9pp | 420.17%-404.1pp | 31.26%-15.2pp |
| Employer contribution / active EE | $5,177 | $4,072+27.1% | $4,933+4.9% | $2,728+89.8% |
| Participant deferral / active EE | $11,030 | $8,001+37.9% | $8,066+36.7% | $4,651+137.2% |
| Admin fee / account holder | $380 | $338+12.3% | $12,989-97.1% | $433-12.3% |