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| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK USA Service code 15 · EIN 01-0233346 | Recordkeeping | $40,150 |
HIGHTOWER ADVISORS LLC3 years Filed as: HIGHTOWER ADVISORS, LLC Service code 26 · EIN 36-4500709 | Advisory (Participants) | $20,537 |
BLAND & ASSOCIATES1 year Service code 10 · EIN 47-0698853 | Accounting | $14,000 |
Service code 12 · EIN 47-0321480 | Claims processing; Sub-transfer agenc... | $2,593 |
8 funds of $250K or more; 14 lines in all, holding $5.8M of the plan's $5.9M. From the 2024 filing. Recordkeeper: John Hancock (Manulife).
Target-date series: Vanguard Target Retirement, mutual fund, 72% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 10 vintages | $4.2M | 71.8% |
| Target Re Vanguard · Insurance contract | $1.1M | 18.2% |
| T. Rowe Price Blue Chip Growth Portfolio T. Rowe Price · Mutual fund | $251K | 4.3% |
| John Hancock 500 Index Fund John Hancock (Manulife) · Mutual fund IndexRecordkeeper's own fund | $86K | 1.5% |
| JPMorgan Undiscovered Mgrs Behavioral Value JPMorgan · Mutual fund | $42K | 0.7% |
| JPMorgan Mid Cap Value Fund JPMorgan · Mutual fund | $40K | 0.7% |
| John Hancock Stable Value Fund John Hancock (Manulife) · Insurance contract Recordkeeper's own fund | $39K | 0.7% |
| Invesco Small Cap Growth Fund Invesco · Mutual fund | $34K | 0.6% |
| Baird Mid Cap Growth Fund Baird · Mutual fund | $26K | 0.4% |
| Federated High Yield Bond Fund Federated Hermes · Mutual fund | $25K | 0.4% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.