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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $57,095 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,842 | $39,948-5.3% | $89,435-57.7% | $73,412-48.5% |
| Participation rate | 62.7% | 50.4%+12.3pp | 68.0%-5.2pp | 72.2%-9.4pp |
| Annual return | 15.50% | 50.12%-34.6pp | 245.55%-230.1pp | 59.30%-43.8pp |
| Employer contribution / active EE | $0 | $1,200-100.0% | $2,587-100.0% | $2,234-100.0% |
| Participant deferral / active EE | $2,561 | $2,193+16.8% | $3,890-34.2% | $3,806-32.7% |
| Admin fee / account holder | $267 | $134+98.8% | $4,884-94.5% | $158+69.0% |