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| Provider | Service type | Compensation |
|---|---|---|
SAGEPOINT FINANCIAL INC3 years Filed as: RESOURCE ADVISORY LLC Service code 26 · EIN 47-2790722 | Advisory (Participants) | $18,377 |
Service code 37 · EIN 04-2647786 | Loan Processing | $5,317 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $99,744 | $88,515+12.7% | $162,177-38.5% | $67,579+47.6% |
| Participation rate | 92.4% | 86.8%+5.6pp | 87.6%+4.8pp | 71.3%+21.1pp |
| Annual return | 31.14% | 27.04%+4.1pp | 115.60%-84.5pp | 378.56%-347.4pp |
| Employer contribution / active EE | $1,486 | $3,563-58.3% | $5,613-73.5% | $2,148-30.8% |
| Participant deferral / active EE | $14,560 | $5,724+154.4% | $7,297+99.5% | $3,539+311.4% |
| Admin fee / account holder | $46 | $124-63.2% | $10,843-99.6% | $142-68.0% |