Retirement plan

POLLOCK INVESTMENT ADVISORS LLC 401(K) PROFIT SHARING PLAN AND TRUST

Name: POLLOCK INVESTMENT ADVISORS LLC - POLLOCK INVESTMENT ADVISORS LLC 401(K) PROFIT SHARING PLAN AND TRUST (2018) Form 5500
Creator: POLLOCK INVESTMENT ADVISORS LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, POLLOCK INVESTMENT ADVISORS LLC 401(K) PROFIT SHARING PLAN AND TRUST, POLLOCK INVESTMENT ADVISORS LLC

POLLOCK INVESTMENT ADVISORS LLCEIN 20-5619047Plan #001PY 2018

412 EAST HURON - ANN ARBOR, MI 48104734-929-2519

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$477K

-18.2% from 2017

Total participants

0.0% from 2017

Average account balance

$95,411

-1.9% from 2017

Annual return

-6.11%

-25.90 pp from 2017

Benchmarks

See 33,731 peers

Peer group

Industry81 - Other Services (except Public Administration)

Plan typeDefined contribution

Participants<25

Cohort33,731 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.87M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$312K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$230K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$38K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+3.42%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2J2F2G2R3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$172K

$28673 / participant

Other / not subdivided$172K100.0%

% of EOY assets

36.062%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$95,411

$90,617+5.3%

$79,476+20.1%

$135,382-29.5%

Participation rate

83.3%

76.1%+7.3pp

73.3%+10.0pp

82.6%+0.7pp

Annual return

-6.11%

977.57%-983.7pp

718.21%-724.3pp

519.77%-525.9pp

Employer contribution / active EE

$8,307

$3,068+170.8%

$2,800+196.6%

$4,779+73.8%

Participant deferral / active EE

$8,567

$4,050+111.5%

$3,704+131.3%

$5,609+52.7%

Admin fee / account holder

$34,408

$5,907+482.5%

$5,113+572.9%

$10,829+217.7%

POLLOCK INVESTMENT ADVISORS LLC 401(K) PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

POLLOCK INVESTMENT ADVISORS LLC 401(K) PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion