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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Account maintenance fees; Sales loads... | $183,986 |
RSM US LLP1 year Service code 10 · EIN 42-0714325 | Accounting | $69,850 |
AXA EQUITABLE LIFE INSURANCE CO5+ years Filed as: AXA ADVISORS, LLC Service code 16 1290 AVENUE OF THE AMERICAS · NEW YORK, NY 10104 | Consulting | $43,943 |
MID ATLANTIC CAPITAL CORPORATION5+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,946 | $88,122-26.3% | $141,177-54.0% | $67,579-3.9% |
| Participation rate | 75.0% | 76.5%-1.5pp | 82.5%-7.5pp | 71.3%+3.7pp |
| Annual return | 27.63% | 75.40%-47.8pp | 71.40%-43.8pp | 378.56%-350.9pp |
| Employer contribution / active EE | $1,643 | $3,224-49.0% | $4,736-65.3% | $2,148-23.5% |
| Participant deferral / active EE | $5,144 | $5,958-13.7% | $6,710-23.3% | $3,539+45.3% |
| Admin fee / account holder | $384 | $131+193.7% | $10,263-96.3% | $142+170.2% |