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| Provider | Service type | Compensation |
|---|---|---|
REGIONS BANK2+ years Service code 28 · EIN 63-0371391 | Investment Management | $79,813 |
W. HARRIS WOOTEN1 year Filed as: W. HARRIS WOOTEN CPA Service code 10 · EIN 46-2783528 | Accounting | $14,500 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $1,665 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $5 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $133,897 | $80,177+67.0% | $123,894+8.1% | $57,658+132.2% |
| Participation rate | 91.1% | 74.4%+16.6pp | 81.4%+9.7pp | 70.2%+20.8pp |
| Annual return | 8.98% | 17.90%-8.9pp | 47.52%-38.5pp | 5.13%+3.8pp |
| Employer contribution / active EE | $3,688 | $2,913+26.6% | $4,617-20.1% | $1,974+86.8% |
| Participant deferral / active EE | $11,533 | $5,130+124.8% | $5,984+92.7% | $3,061+276.8% |
| Admin fee / account holder | $217 | $106+104.5% | $8,357-97.4% | $95+130.0% |