Retirement plan

BRIGADE CAPITAL MANAGEMENT, LP INCENTIVE SAVINGS TRUST (PPA 2015 RESTATEMENT)

Name: BRIGADE CAPITAL MANAGEMENT, LP - BRIGADE CAPITAL MANAGEMENT, LP INCENTIVE SAVINGS TRUST (PPA 2015 RESTATEMENT) (2018) Form 5500
Creator: BRIGADE CAPITAL MANAGEMENT, LP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, BRIGADE CAPITAL MANAGEMENT, LP INCENTIVE SAVINGS TRUST (PPA 2015 RESTATEMENT), BRIGADE CAPITAL MANAGEMENT, LP

BRIGADE CAPITAL MANAGEMENT, LPEIN 20-4895879Plan #001PY 2018

399 PARK AVENUE, 16TH FLOOR - NEW YORK, NY 10022212-745-9772brigadecapital.comLinkedIn51-200 employeesfinancial services

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$24.3M

+2.0% from 2017

Total participants

127

+4.1% from 2017

Average account balance

$191,654

-2.0% from 2017

Annual return

-3.02%

-18.72 pp from 2017

Benchmarks

See 129 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Cohort129 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$61.75M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$363K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

170

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.67M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$31K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.19%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$670

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
NATIONWIDE1 year Service code 15 · EIN 31-1592130 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215	Recordkeeping	$82,426
CETERA ADVISOR NETWORKS LLC1 year Service code 28 200 N SEPULVEDA BLVD · EL SEGUNDO, CA 902455670	Investment Management	$39,233
ASSUREDPARTNERS CAPITAL INC1 year Filed as: ASSUREDPARTNERS NORTHEAST, LLC Service code 22 · EIN 13-3866919 123 MAIN STREET · WHITE PLAINS, NY 106013114	Insurance Broker	$9,729

Plan features & details

Pension benefit codes2A2E2G2J3B3D

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: WEAVER & TIDWELL LLP
Auditor EIN: 750786316
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$191,654

$270,840-29.2%

$140,019+36.9%

Participation rate

100.0%

81.0%+19.0pp

87.5%+12.5pp

Annual return

-3.02%

3.44%-6.5pp

651.17%-654.2pp

Employer contribution / active EE

$12,455

$2,598+379.3%

$5,605+122.2%

Participant deferral / active EE

$15,398

$3,773+308.1%

$6,927+122.3%

Admin fee / account holder

$13,391-100.0%

$10,705-100.0%

Provider

Service type

Compensation

NATIONWIDE1 year

Service code 15 · EIN 31-1592130

ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215

Recordkeeping

$82,426

CETERA ADVISOR NETWORKS LLC1 year

Service code 28

200 N SEPULVEDA BLVD · EL SEGUNDO, CA 902455670

Investment Management

$39,233

ASSUREDPARTNERS CAPITAL INC1 year

Filed as: ASSUREDPARTNERS NORTHEAST, LLC

Service code 22 · EIN 13-3866919

123 MAIN STREET · WHITE PLAINS, NY 106013114

Insurance Broker

$9,729

BRIGADE CAPITAL MANAGEMENT, LP INCENTIVE SAVINGS TRUST (PPA 2015 RESTATEMENT)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

BRIGADE CAPITAL MANAGEMENT, LP INCENTIVE SAVINGS TRUST (PPA 2015 RESTATEMENT)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Audit opinion

Benchmarks

Service providers

Opportunity flags

Audit opinion