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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP5 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $60,643 |
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT Service code 27 · EIN 39-2018056 | Advisory (Plan) | $29,135 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
8 funds of $250K or more; 17 lines in all, holding $6.9M of the plan's $6.9M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 67% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 10 vintagesRecordkeeper's own fund | $4.6M | 67.0% |
| Common/Collective Trust Principal G Principal · Collective trust Recordkeeper's own fund | $1.1M | 16.4% |
| Prin LargeCap Growth I SA-Z Principal · Insurance contract Recordkeeper's own fund | $765K | 11.1% |
| Prin LgCp S&P 500 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $140K | 2.0% |
| Prin SmCap S&P 600 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $68K | 1.0% |
| Prin MidCap S&P 400 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $67K | 1.0% |
| Franklin Small CAP Value Fund Class R6 Franklin Templeton · Mutual fund | $31K | 0.4% |
| Blackrock MID CAP Growth Equity Portfolio Class K BlackRock · Mutual fund | $18K | 0.3% |
| Prin MidCap Value I SA-Z Principal · Insurance contract Recordkeeper's own fund | $18K | 0.3% |
| Prin Real Estate Secs SA-Z Principal · Insurance contract Recordkeeper's own fund | $18K | 0.3% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.