Filed May 15, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1 year Filed as: ADP,LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $8,134 |
SECURITIES AMERICA INC1 year Filed as: SECURITIES AMERICA ADVISORS INC Service code 27 12325 PORT GRACE BLVD · LAVISTA, NE 68128 | Advisory (Plan) | $5,456 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $728 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,236 | $29,369-51.5% | $77,482-81.6% | $73,409-80.6% |
| Participation rate | 9.6% | 37.9%-28.3pp | 54.2%-44.5pp | 72.2%-62.5pp |
| Annual return | 3.52% | 358.15%-354.6pp | 54.79%-51.3pp | 59.29%-55.8pp |
| Employer contribution / active EE | $112 | $406-72.4% | $986-88.7% | $2,234-95.0% |
| Participant deferral / active EE | $267 | $941-71.6% | $1,861-85.6% | $3,805-93.0% |
| Admin fee / account holder | $95 | $123-22.2% | $2,858-96.7% | $158-39.5% |