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| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIRST ALLIED ADVISORY SERVICES INC Service code 27 · EIN 20-4187012 | Advisory (Plan) | $17,704 |
Service code 37 · EIN 04-2647786 | Loan Processing | $15,534 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,913 | $39,286+9.2% | $80,741-46.9% | $79,393-45.9% |
| Participation rate | 79.5% | 41.0%+38.6pp | 54.2%+25.3pp | 70.7%+8.8pp |
| Annual return | 12.61% | 98.95%-86.3pp | 87.30%-74.7pp | 116.87%-104.3pp |
| Employer contribution / active EE | $1,867 | $594+214.4% | $1,160+60.9% | $2,428-23.1% |
| Participant deferral / active EE | $3,680 | $1,264+191.2% | $2,145+71.5% | $4,046-9.0% |
| Admin fee / account holder | $200 | $647-69.0% | $3,380-94.1% | $627-68.0% |