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| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC3 years Filed as: CETERA INVESTMENT ADVISORS LLC Service code 27 · EIN 36-3258176 | Advisory (Plan) | $18,912 |
Service code 37 · EIN 04-2647786 | Loan Processing | $17,880 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported that benefits due were not provided when due.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,870 | $30,423+63.9% | $56,025-11.0% | $74,478-33.0% |
| Participation rate | 50.0% | 32.9%+17.1pp | 52.5%-2.5pp | 67.2%-17.2pp |
| Annual return | 12.70% | 24.97%-12.3pp | 1712.69%-1700.0pp | 1370.56%-1357.9pp |
| Employer contribution / active EE | $1,552 | $610+154.4% | $1,042+49.0% | $2,626-40.9% |
| Participant deferral / active EE | $2,996 | $1,176+154.7% | $1,955+53.3% | $4,350-31.1% |
| Admin fee / account holder | $211 | $2,363-91.1% | $2,828-92.5% | $1,946-89.1% |