Filed September 20, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRINCIPAL FINANCIAL Service code 15 · EIN 42-0127290 | Recordkeeping | $54,294 |
Filed as: STOUT RISIUS ROSS, INC Service code 34 · EIN 38-3003685 | Other fees; Valuation (appraisals, etc.) | $38,980 |
MMA SECURITIES LLC5 years Filed as: ASSURED PARTNERS OF NORTH CAROLINA Service code 22 · EIN 45-2712335 | Insurance Broker | $13,391 |
WITHUMSMITH+BROWN, PC5 years Filed as: WITHUM SMITH & BROWN Service code 10 · EIN 22-2027092 | Accounting | $9,880 |
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,686 | $27,839+39.0% | $58,482-33.8% | $71,457-45.9% |
| Participation rate | 98.6% | 34.5%+64.0pp | 50.9%+47.7pp | 67.9%+30.6pp |
| Annual return | 5.09% | 26.81%-21.7pp | 4239.32%-4234.2pp | 28.85%-23.8pp |
| Employer contribution / active EE | $3,687 | $631+484.7% | $1,053+250.1% | $2,588+42.5% |
| Participant deferral / active EE | $0 | $1,206-100.0% | $1,924-100.0% | $4,289-100.0% |
| Admin fee / account holder | $176 | $1,641-89.3% | $2,516-93.0% | $1,587-88.9% |