Retirement plan

COMPUTERSHARE 401(K) RETIREMENT PLAN

Name: COMPUTERSHARE US SERVICES INC. - COMPUTERSHARE 401(K) RETIREMENT PLAN (2018) Form 5500
Creator: COMPUTERSHARE US SERVICES INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, COMPUTERSHARE 401(K) RETIREMENT PLAN, COMPUTERSHARE US SERVICES INC.

COMPUTERSHARE US SERVICES INC.EIN 20-2974794Plan #001PY 2018

462 S. 4TH ST. - LOUISVILLE, KY 40202312-588-4991

Prospect flagsLow returnsFailed to transmit contributionsFailed to provide benefit

How to read this page

Total assets (EOY)

$360.6M

-5.7% from 2016

Total participants

5,333

-3.4% from 2016

Average account balance

$71,931

-1.9% from 2016

Annual return

-5.50%

-2.84 pp from 2016

Benchmarks

See 547 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants1,000-4,999

Cohort547 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$634.84M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$99K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

6,410

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$54.13M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$12K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.55%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$48

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
FIDELITY INVESTMENTS INSTITUTIONAL4+ years Service code 14 · EIN 04-2647786	Plan Administrator	$328,937
AON CONSULTING1 year Filed as: AON HEWITT INVESTMENT CONSULTING IN Service code 16 · EIN 22-2232264	Consulting	$71,250
COMPUTERSHARE US SER3 years Service code 16 · EIN 20-2974794	Consulting	$18,000

Plan features & details

Pension benefit codes2E2F2G2J2K2S2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

3 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
ComplianceFailed to provide benefit
Form 5500 reported that benefits due were not provided when due.

Expense breakdown

Schedule H Part II

Admin total

$418K

$104 / participant

Other / not subdivided$418K100.0%

% of EOY assets

0.116%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: PRICEWATERHOUSEWATERS LLC
Auditor EIN: 134008324
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$71,931

$82,546-12.9%

$140,019-48.6%

$75,289-4.5%

Participation rate

92.0%

88.4%+3.7pp

87.5%+4.5pp

72.4%+19.6pp

Annual return

-5.50%

-0.36%-5.1pp

651.19%-656.7pp

-0.04%-5.5pp

Employer contribution / active EE

$2,373

$3,856-38.5%

$5,605-57.7%

$2,405-1.3%

Participant deferral / active EE

$4,621

$5,731-19.4%

$6,927-33.3%

$3,739+23.6%

Admin fee / account holder

$83

$86-2.7%

$10,705-99.2%

$102-18.5%

Provider

Service type

Compensation

FIDELITY INVESTMENTS INSTITUTIONAL4+ years

Service code 14 · EIN 04-2647786

Plan Administrator

$328,937

AON CONSULTING1 year

Filed as: AON HEWITT INVESTMENT CONSULTING IN

Service code 16 · EIN 22-2232264

Consulting

$71,250

COMPUTERSHARE US SER3 years

Service code 16 · EIN 20-2974794

Consulting

$18,000

COMPUTERSHARE 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

COMPUTERSHARE 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion