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| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $15,677 |
CETERA ADVISOR NETWORKS LLC5 years Filed as: CETERA INVESTMENT SERVICES LLC Service code 53 · EIN 41-1483314 | Insurance Commissions | $7,190 |
AMERICAN CENTURY4 years Service code 52 · EIN 43-1646043 | Indirect Investment Fees | $0 |
AMERICAN FUNDS4 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
DELAWARE INVESTMENTS4 years Service code 52 · EIN 23-2651520 | Indirect Investment Fees | $0 |
Service code 27 · EIN 61-1732930 | Advisory (Plan) | $0 |
FRANKLIN TEMPLETON2 years Filed as: FRANKLINTEMPLETON Service code 52 · EIN 13-3151768 | Indirect Investment Fees | $0 |
INVESCO4 years Service code 52 · EIN 84-0933032 | Indirect Investment Fees | $0 |
T ROWE PRICE RPS INC4 years Filed as: T. ROWE PRICE Service code 52 · EIN 52-1151266 | Indirect Investment Fees | $0 |
VICTORY4 years Service code 52 · EIN 31-6364605 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,903 | $58,888-50.9% | $178,499-83.8% | $73,493-60.7% |
| Participation rate | 55.5% | 66.2%-10.8pp | 81.9%-26.4pp | 70.7%-15.2pp |
| Annual return | 16.90% | 24.86%-8.0pp | 151.10%-134.2pp | 28.51%-11.6pp |
| Employer contribution / active EE | $1,049 | $2,236-53.1% | $5,011-79.1% | $2,270-53.8% |
| Participant deferral / active EE | $1,486 | $2,568-42.1% | $5,202-71.4% | $3,740-60.3% |
| Admin fee / account holder | $151 | $400-62.3% | $13,986-98.9% | $513-70.6% |