Retirement plan

ANESTHESIA SERVICES OF KENTUCKY, PLLC 401K RETIREMENT SAVINGS PLAN AND TRUST

Name: ANESTHESIA SERVICES OF KENTUCKY, PLLC - ANESTHESIA SERVICES OF KENTUCKY, PLLC 401K RETIREMENT SAVINGS PLAN AND TRUST (2017) Form 5500
Creator: ANESTHESIA SERVICES OF KENTUCKY, PLLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ANESTHESIA SERVICES OF KENTUCKY, PLLC 401K RETIREMENT SAVINGS PLAN AND TRUST, ANESTHESIA SERVICES OF KENTUCKY, PLLC

ANESTHESIA SERVICES OF KENTUCKY, PLLCEIN 20-2332112Plan #001PY 2017

601 S FLOYD ST STE 407 - LOUISVILLE, KY 402021837502-629-2880LinkedIn1-10 employeesmedical practice

Prospect flagsHigh feesLow fidelity bond

How to read this page

Total assets (EOY)

$3.3M

+18.1% from 2016

Total participants

+22.7% from 2016

Average account balance

$131,688

+4.0% from 2016

Annual return

13.39%

+5.26 pp from 2016

Benchmarks

See 106,905 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants<25

Cohort106,905 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$9.30M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$300K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

134.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$987K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$43K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.70%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$51814

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2G2J3H2F

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$280K

$14738 / participant

Other / not subdivided$280K100.0%

% of EOY assets

8.506%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$131,688

$198,462-33.6%

$170,439-22.7%

$147,585-10.8%

Participation rate

89.5%

88.0%+1.5pp

83.6%+5.9pp

82.8%+6.6pp

Annual return

13.39%

257.30%-243.9pp

205.94%-192.6pp

578.58%-565.2pp

Employer contribution / active EE

$11,041

$6,184+78.5%

$5,433+103.2%

$4,876+126.4%

Participant deferral / active EE

$10,074

$5,629+79.0%

$4,939+103.9%

$5,439+85.2%

Admin fee / account holder

$11,201

$16,852-33.5%

$13,881-19.3%

$10,886+2.9%

ANESTHESIA SERVICES OF KENTUCKY, PLLC 401K RETIREMENT SAVINGS PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ANESTHESIA SERVICES OF KENTUCKY, PLLC 401K RETIREMENT SAVINGS PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion