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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $1,200 |
ADP BROKER-DEALER1+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,844 | $70,002-61.7% | $115,037-76.7% | $52,331-48.7% |
| Participation rate | 23.0% | 72.1%-49.2pp | 81.4%-58.4pp | 68.1%-45.2pp |
| Annual return | 5.78% | 4.04%+1.7pp | 26.14%-20.4pp | 4.54%+1.2pp |
| Employer contribution / active EE | $544 | $2,715-80.0% | $4,608-88.2% | $1,882-71.1% |
| Participant deferral / active EE | $1,914 | $4,920-61.1% | $6,026-68.2% | $3,022-36.7% |
| Admin fee / account holder | $19 | $566-96.6% | $8,175-99.8% | $592-96.8% |