Filed February 11, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
DA DAVIDSON & CO3 years Filed as: D.A. DAVIDSON & CO. Service code 26 10250 REGENCY CIRCLE · OMAHA, NE 68114 | Advisory (Participants) | $30,000 |
BKD, LLP2 years Service code 10 1120 SOUTH 101ST ST. · OMAHA, NE 68124 | Accounting | $14,500 |
Service code 12 · EIN 84-1477138 | Participant communication; Recordkeep... | $8,835 |
NEWPORT GROUP, INC.3 years Filed as: MATRIX FINANCIAL SOLUTIONS, INC. Service code 18 · EIN 20-1591048 | Direct payment from the plan; Trustee... | $4,990 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $123,718 | $136,307-9.2% | $177,821-30.4% | $73,488+68.4% |
| Participation rate | 82.2% | 86.1%-3.9pp | 87.7%-5.6pp | 70.7%+11.5pp |
| Annual return | 15.13% | 18.68%-3.5pp | 48.32%-33.2pp | 28.51%-13.4pp |
| Employer contribution / active EE | $3,380 | $3,712-8.9% | $5,918-42.9% | $2,270+48.9% |
| Participant deferral / active EE | $5,058 | $5,829-13.2% | $7,714-34.4% | $3,740+35.3% |
| Admin fee / account holder | $463 | $596-22.3% | $12,427-96.3% | $513-9.8% |