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| Provider | Service type | Compensation |
|---|---|---|
ROTHSCHILD ASSET MANAGEMENT2 years Filed as: ROTHSCHILD INVESTMENT CORP Service code 27 · EIN 36-2708660 | Advisory (Plan) | $32,829 |
Service code 37 · EIN 04-2647786 | Loan Processing | $26,891 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $120,351 | $99,957+20.4% | $149,730-19.6% | $73,493+63.8% |
| Participation rate | 100.0% | 75.7%+24.3pp | 82.5%+17.5pp | 70.7%+29.3pp |
| Annual return | 19.51% | 53.87%-34.4pp | 276.70%-257.2pp | 28.51%-9.0pp |
| Employer contribution / active EE | $3,459 | $3,191+8.4% | $4,645-25.5% | $2,270+52.4% |
| Participant deferral / active EE | $9,535 | $6,073+57.0% | $6,843+39.3% | $3,740+154.9% |
| Admin fee / account holder | $337 | $551-38.7% | $9,310-96.4% | $513-34.2% |