Retirement plan

ETW ENTERPRISES, INC. 401(K) AND P/S PLAN

Name: ETW ENTERPRISES, INC. - ETW ENTERPRISES, INC. 401(K) AND P/S PLAN (2020) Form 5500
Creator: ETW ENTERPRISES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ETW ENTERPRISES, INC. 401(K) AND P/S PLAN, ETW ENTERPRISES, INC.

ETW ENTERPRISES, INC.EIN 20-1473305Plan #001PY 2020

2015 US-64 - MORRILTON, AR 72110501-354-6086etw99.comLinkedIn51-200 employees

Prospect flagsLow participationLow assets / participantLow participant contribution

How to read this page

Total assets (EOY)

$448K

+50.9% from 2019

Total participants

134

+6.3% from 2019

Average account balance

$10,667

+32.9% from 2019

Annual return

18.14%

-8.63 pp from 2019

Benchmarks

See 1,062 peers

Peer group

Industry48 - Transportation and Warehousing

Plan typeDefined contribution

Participants100-249

Cohort1,062 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.33M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$30K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

30.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$201K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$1K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.55%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$3675

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 1 by compensation

Provider	Service type	Compensation
ALERUS FINANCIAL, N.A.4+ years Service code 15 · EIN 45-6062081	Recordkeeping	$3,881

Plan features & details

Pension benefit codes2E2F2G2J2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

3 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.

Expense breakdown

Schedule H Part II

Admin total

$4K

$29 / participant

Contract admin$4K100.0%

% of EOY assets

0.866%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: PIERCE FIRM, PLLC
Auditor EIN: 474595624
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$10,667

$55,636-80.8%

$81,991-87.0%

$73,493-85.5%

Participation rate

30.8%

62.3%-31.5pp

69.3%-38.4pp

70.7%-39.9pp

Annual return

18.14%

19.07%-0.9pp

41.31%-23.2pp

28.51%-10.4pp

Employer contribution / active EE

$396

$1,625-75.6%

$2,498-84.2%

$2,270-82.6%

Participant deferral / active EE

$628

$2,762-77.2%

$3,722-83.1%

$3,740-83.2%

Admin fee / account holder

$92

$493-81.2%

$5,665-98.4%

$513-82.0%

Provider

Service type

Compensation

ALERUS FINANCIAL, N.A.4+ years

Service code 15 · EIN 45-6062081

Recordkeeping

$3,881

ETW ENTERPRISES, INC. 401(K) AND P/S PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ETW ENTERPRISES, INC. 401(K) AND P/S PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion