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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $254,720 |
Filed as: CETERA INVESTMENT ADVISERS, LLC Service code 27 · EIN 36-3258176 | Advisory (Plan) | $95,557 |
28 funds of $250K or more; 36 lines in all, holding $60.6M of the plan's $62.0M. From the 2024 filing. Recordkeeper: Transamerica (Aegon).
| Fund | Dollars | % of funds% |
|---|---|---|
| Common collective trusts funds Transamerica LifeGoal(SM) 2030 Fund Transamerica (Aegon) · Collective trust Recordkeeper's own fund | $6.5M | 10.7% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $5.0M | 8.3% |
| Transamerica LifeGoal(SM) 2040 Fund Transamerica (Aegon) · Mutual fund Recordkeeper's own fund | $5.0M | 8.2% |
| Transamerica LifeGoal(SM) 2035 Fund Transamerica (Aegon) · Mutual fund Recordkeeper's own fund | $4.9M | 8.1% |
| Transamerica LifeGoal(SM) 2050 Fund Transamerica (Aegon) · Mutual fund Recordkeeper's own fund | $4.1M | 6.8% |
| Fully benefit-responsive investment contract Transamerica Stable Value Strategy Account Transamerica (Aegon) · Insurance contract Recordkeeper's own fund | $3.5M | 5.8% |
| Transamerica LifeGoal(SM) 2055 Fund Transamerica (Aegon) · Mutual fund Recordkeeper's own fund | $3.2M | 5.2% |
| Transamerica LifeGoal(SM) 2045 Fund Transamerica (Aegon) · Mutual fund Recordkeeper's own fund | $3.1M | 5.1% |
| Transamerica LifeGoal(SM) 2025 Fund Transamerica (Aegon) · Mutual fund Recordkeeper's own fund | $2.9M | 4.8% |
| Columbia Balanced Inst3 Ameriprise (Columbia Threadneedle) · Mutual fund | $2.9M | 4.7% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.