Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROCKEFELLER CAPITAL MANAGEMENT INS Service code 27 · EIN 82-4926179 | Advisory (Plan) | $22,782 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $16,102 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $123,622 | $98,766+25.2% | $149,730-17.4% | $79,852+54.8% |
| Participation rate | 62.9% | 75.8%-12.9pp | 82.5%-19.6pp | 69.6%-6.7pp |
| Annual return | 12.59% | 27.43%-14.8pp | 276.70%-264.1pp | 31.72%-19.1pp |
| Employer contribution / active EE | $1,420 | $3,217-55.9% | $4,645-69.4% | $2,471-42.5% |
| Participant deferral / active EE | $10,423 | $5,681+83.5% | $6,843+52.3% | $3,740+178.7% |
| Admin fee / account holder | $386 | $6,052-93.6% | $9,310-95.9% | $5,306-92.7% |