Retirement plan

THE RESEARCH GROUP OF LEXINGTON, LLC 401(K) PLAN

Name: THE RESEARCH GROUP OF LEXINGTON - THE RESEARCH GROUP OF LEXINGTON, LLC 401(K) PLAN (2017) Form 5500
Creator: THE RESEARCH GROUP OF LEXINGTON
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, THE RESEARCH GROUP OF LEXINGTON, LLC 401(K) PLAN, THE RESEARCH GROUP OF LEXINGTON

THE RESEARCH GROUP OF LEXINGTONEIN 20-1192474Plan #001PY 2017

185 PASADENA DR, SUITE 230 - LEXINGTON, KY 40503859-977-4005researchgrouplexington.comLinkedIn1-10 employeesresearch

Prospect flagsLow returnsLow fidelity bond

How to read this page

Total assets (EOY)

$818K

+23.3% from 2016

Total participants

+28.6% from 2016

Average account balance

$90,834

-4.1% from 2016

Annual return

8.83%

+2.62 pp from 2016

Benchmarks

See 114,324 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants<25

Cohort114,324 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$891K

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$127K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

116.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$64K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$11K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.01%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$882

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2J

Plan features

2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.

Opportunity flags

2 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$829

$138 / participant

Other / not subdivided$829100.0%

% of EOY assets

0.101%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$90,834

$150,447-39.6%

$136,298-33.4%

$147,586-38.5%

Participation rate

100.0%

84.4%+15.6pp

81.9%+18.1pp

82.8%+17.2pp

Annual return

8.83%

1049.15%-1040.3pp

5156.27%-5147.4pp

578.59%-569.8pp

Employer contribution / active EE

$11,241

$5,256+113.9%

$4,696+139.4%

$4,876+130.5%

Participant deferral / active EE

$4,903

$6,631-26.1%

$6,247-21.5%

$5,439-9.8%

Admin fee / account holder

$92

$10,906-99.2%

$9,244-99.0%

$10,886-99.2%

THE RESEARCH GROUP OF LEXINGTON, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

THE RESEARCH GROUP OF LEXINGTON, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion