Filed October 19, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 8-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $14,089 |
AEGIS CAPITAL CORP1 year Service code 15 · EIN 11-2671906 | Recordkeeping | $13,197 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,517 | $54,229-38.2% | $70,092-52.2% | $68,494-51.1% |
| Participation rate | 64.9% | 64.5%+0.4pp | 70.5%-5.5pp | 67.9%-3.0pp |
| Annual return | -17.21% | -13.87%-3.3pp | 190.73%-207.9pp | -7.84%-9.4pp |
| Employer contribution / active EE | $1,759 | $2,018-12.8% | $2,559-31.3% | $2,596-32.2% |
| Participant deferral / active EE | $2,563 | $2,956-13.3% | $3,849-33.4% | $4,027-36.4% |
| Admin fee / account holder | $440 | $4,694-90.6% | $6,267-93.0% | $5,403-91.9% |