Filed January 27, 2020 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $169,137 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $45,157 |
STRATEGIC ADVISORS, INC.3 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $20,623 |
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $16,411 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported that benefits due were not provided when due.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,079 | $143,525-70.7% | $379,746-88.9% | $90,274-53.4% |
| Participation rate | 96.2% | 82.9%+13.3pp | 78.4%+17.8pp | 73.4%+22.9pp |
| Annual return | 25.22% | 18.97%+6.2pp | 34.90%-9.7pp | 53.97%-28.8pp |
| Employer contribution / active EE | $27 | $3,201-99.2% | $3,540-99.2% | $2,523-98.9% |
| Participant deferral / active EE | $4,531 | $5,231-13.4% | $6,024-24.8% | $4,231+7.1% |
| Admin fee / account holder | $175 | $100+74.2% | $7,927-97.8% | $114+53.3% |