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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $941 |
ADP BROKER-DEALER3+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
NEW ENGLAND SECURITIES3+ years Filed as: NEW ENGLAND SECURITIES CORPORATION Service code 49 500 N CAPITAL OF TX HWY BLDG 3 · AUSTIN, TX 78746 | Other Services | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $2,136 | $48,064-95.6% | $78,778-97.3% | $69,631-96.9% |
| Participation rate | 85.1% | 61.6%+23.5pp | 69.2%+15.9pp | 70.7%+14.4pp |
| Annual return | 21.05% | 21.81%-0.8pp | 35.62%-14.6pp | 27571.02%-27550.0pp |
| Employer contribution / active EE | $0 | $744-100.0% | $1,986-100.0% | $2,032-100.0% |
| Participant deferral / active EE | $1,265 | $2,079-39.2% | $2,958-57.2% | $3,224-60.8% |
| Admin fee / account holder | $1 | $152-99.0% | $5,134-100.0% | $110-98.7% |