Filed December 2, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
EQUITABLE ADVISORS LLC1 year Filed as: EQUITABLE LIFE INSURANCE CO Service code 15 · EIN 20-3627707 | Recordkeeping | $23,214 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,264 | $89,652-64.0% | $141,162-77.1% | $65,185-50.5% |
| Participation rate | 43.4% | 74.7%-31.3pp | 82.5%-39.1pp | 70.2%-26.8pp |
| Annual return | 18.08% | 32.79%-14.7pp | 71.39%-53.3pp | 29.38%-11.3pp |
| Employer contribution / active EE | $793 | $3,065-74.1% | $4,735-83.3% | $2,177-63.6% |
| Participant deferral / active EE | $2,117 | $5,691-62.8% | $6,709-68.4% | $3,514-39.7% |
| Admin fee / account holder | $363 | $569-36.2% | $10,261-96.5% | $847-57.2% |