Filed March 7, 2019 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $268,492 |
UBS FINANCIAL SERVICES INC2 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $48,000 |
DUFFY KRUSPODIN LLP1 year Filed as: DUFFY KRUSPODIN, LLP Service code 10 · EIN 95-4244393 | Accounting | $27,200 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,781 | $40,592-24.2% | $86,188-64.3% | $103,482-70.3% |
| Participation rate | 23.3% | 58.1%-34.9pp | 69.0%-45.7pp | 73.3%-50.0pp |
| Annual return | 35.37% | 18.32%+17.0pp | 1168.45%-1133.1pp | 33.11%+2.3pp |
| Employer contribution / active EE | $677 | $974-30.5% | $2,380-71.6% | $3,208-78.9% |
| Participant deferral / active EE | $1,249 | $2,072-39.7% | $3,985-68.7% | $5,207-76.0% |
| Admin fee / account holder | $140 | $85+65.2% | $6,852-98.0% | $114+22.6% |