Filings through .
Filed March 7, 2019 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP6 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $247,197 |
UBS FINANCIAL SERVICES INC3 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $49,080 |
25 funds of $250K or more; 17 lines in all, holding $75.6M of the plan's $79.9M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 74% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 12 vintagesRecordkeeper's own fund | $55.7M | 73.7% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $5.4M | 7.1% |
| Common/Collective Trust Principal G Principal · Collective trust Recordkeeper's own fund | $3.4M | 4.5% |
| Principal Life Insurance Company Prin LargeCap Growth I SA-Z Principal · Insurance contract Recordkeeper's own fund | $2.8M | 3.7% |
| Prin Fixed Inc Guar Option Principal · Insurance contract Recordkeeper's own fund | $1.8M | 2.4% |
| Principal Life Insurance Company Prin MidCap S&P 400 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $1.1M | 1.5% |
| Fidelity Small Cap Growth Fund Fidelity (FMR) · Mutual fund | $788K | 1.0% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $785K | 1.0% |
| Prin MidCap Growth Sep Acct-Z Principal · Insurance contract Recordkeeper's own fund | $784K | 1.0% |
| Vanguard Small-Cap Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $536K | 0.7% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.