Filed November 1, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
NBT BANCORP NA1 year Filed as: NBT BANCORP Service code 21 · EIN 15-0395735 | Bank Trustee | $113,626 |
STRATEGIC ADVISORS, INC.1 year Filed as: STRATEGIC INVESTMENT ADVISORS Service code 28 · EIN 16-1334685 | Investment Management | $30,755 |
ASCENT WEALTH PARTNERS, LLC2+ years Service code 28 122 BUSINESS PARK DR. · UTICA, NY 13502 | Investment Management | $30,518 |
Service code 28 · EIN 26-4310632 | Investment Management | $5,208 |
CHARLES SCHWAB & CO., INC.2+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
EPIC RETIREMENT PLAN SERVICES2+ years Filed as: EPIC ADVISORS, INC. Service code 15 · EIN 16-1450952 | Recordkeeping | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $97,483 | $46,173+111.1% | $170,442-42.8% | $69,631+40.0% |
| Participation rate | 91.2% | 63.9%+27.3pp | 83.6%+7.6pp | 70.7%+20.5pp |
| Annual return | 11.94% | 21.62%-9.7pp | 205.93%-194.0pp | 27571.02%-27559.1pp |
| Employer contribution / active EE | $4,981 | $1,610+209.5% | $5,433-8.3% | $2,032+145.1% |
| Participant deferral / active EE | $2,751 | $2,080+32.2% | $4,939-44.3% | $3,224-14.7% |
| Admin fee / account holder | $263 | $116+126.4% | $13,880-98.1% | $110+137.8% |