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| Provider | Service type | Compensation |
|---|---|---|
BERGIN ROBERTS & CO, LLC2 years Service code 15 · EIN 26-4567336 | Recordkeeping | $44,298 |
ADP BROKER-DEALER3 years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $25,308 |
ADP BROKER-DEALER2 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,185 | $52,967+8.0% | $172,753-66.9% | $65,186-12.3% |
| Participation rate | 90.7% | 66.2%+24.5pp | 82.6%+8.0pp | 70.2%+20.5pp |
| Annual return | 19.18% | 30.12%-10.9pp | 803.00%-783.8pp | 29.39%-10.2pp |
| Employer contribution / active EE | $3,435 | $2,190+56.8% | $5,144-33.2% | $2,177+57.8% |
| Participant deferral / active EE | $7,857 | $2,471+218.0% | $5,198+51.2% | $3,514+123.6% |
| Admin fee / account holder | $215 | $472-54.5% | $13,956-98.5% | $847-74.7% |