Filed January 8, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
STANCORP FINANCIAL GROUP1+ years Service code 12 · EIN 93-1253576 | Custodial (other than securities); Cl... | $52,033 |
LPL FINANCIAL1+ years Filed as: KMS FINANCIAL SERVICES, INC. Service code 27 · EIN 91-0850651 | Advisory (Plan) | $5,323 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,316 | $46,360-21.7% | $147,618-75.4% | $52,331-30.6% |
| Participation rate | 96.3% | 64.9%+31.3pp | 84.6%+11.6pp | 68.1%+28.1pp |
| Annual return | 1.36% | 1.62%-0.3pp | 61.98%-60.6pp | 4.54%-3.2pp |
| Employer contribution / active EE | $1,787 | $2,126-16.0% | $5,565-67.9% | $1,882-5.0% |
| Participant deferral / active EE | $4,409 | $2,258+95.3% | $4,895-9.9% | $3,022+45.9% |
| Admin fee / account holder | $37 | $766-95.2% | $11,612-99.7% | $592-93.8% |