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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAPITAL REGION FINANCIAL GROUP LLC Service code 27 · EIN 68-0456235 | Advisory (Plan) | $30,141 |
THE STANDARD2 years Service code 13 · EIN 93-0242990 | Contract Administrator | $8,032 |
Service code 13 · EIN 94-2456320 | Contract Administrator | $5,118 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,971 | $79,124-52.0% | $60,899-37.6% | $64,814-41.4% |
| Participation rate | 51.8% | 77.7%-25.9pp | 73.1%-21.3pp | 71.5%-19.6pp |
| Annual return | -15.50% | -7.13%-8.4pp | 16.92%-32.4pp | 32.84%-48.3pp |
| Employer contribution / active EE | $751 | $3,050-75.4% | $2,702-72.2% | $2,507-70.0% |
| Participant deferral / active EE | $3,769 | $3,725+1.2% | $3,817-1.3% | $4,310-12.6% |
| Admin fee / account holder | $53 | $106-49.4% | $3,225-98.3% | $188-71.5% |