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| Provider | Service type | Compensation |
|---|---|---|
RAYMOND JAMES FINANCIAL SERVICES7+ years Service code 33 · EIN 59-2937883 880 CARILLON PARKWAY · ST PETERSBURG, FL 33716 | Securities brokerage; Participant com... | $22,407 |
NATIONWIDE7+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $18,935 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,008 | $56,511-59.3% | $185,837-87.6% | $86,813-73.5% |
| Participation rate | 51.9% | 65.5%-13.6pp | 81.7%-29.8pp | 72.3%-20.4pp |
| Annual return | 15.07% | 118.12%-103.0pp | 122.08%-107.0pp | 97.93%-82.9pp |
| Employer contribution / active EE | $122 | $1,844-93.4% | $5,168-97.6% | $2,406-94.9% |
| Participant deferral / active EE | $953 | $2,554-62.7% | $5,568-82.9% | $4,131-76.9% |
| Admin fee / account holder | $182 | $150+21.7% | $16,241-98.9% | $170+7.4% |