Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
NBT BANK NA10+ years Filed as: NBT BANCORP NA Service code 10 · EIN 16-1268674 | Accounting | $41,672 |
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $7,096 |
CHARLES SCHWAB & CO., INC.11+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Service code 15 · EIN 16-1450952 | Recordkeeping | $0 |
14 funds of $250K or more; 15 lines in all, holding $18.3M of the plan's $18.3M. From the 2025 filing. Recordkeeper: Charles Schwab.
Target-date series: T. Rowe Price Retirement, mutual fund, 53% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| T. Rowe Price Retirement T. Rowe Price · Mutual fund Target-date, 10 vintages | $9.7M | 53.3% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $4.9M | 26.7% |
| Capital Preservation Instl Svc Prcn Manager not matched · Stable value Stable value | $1.1M | 6.1% |
| U.S. Micro Cap Portfolio - Institutional Class Dimensional · Mutual fund | $697K | 3.8% |
| Eupac Fund Capital Group · Mutual fund | $619K | 3.4% |
| Vanguard Gnma Fund Admiral Shrs Vanguard · Mutual fund | $331K | 1.8% |
| Fidelity Contra Fund Fidelity (FMR) · Mutual fund | $238K | 1.3% |
| Vanguard Small-Cap Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $189K | 1.0% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $172K | 0.9% |
| Janus Henderson Enterprise Fund Janus Henderson · Mutual fund | $137K | 0.7% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.