Filed August 26, 2022 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
SECURITIES AMERICA INC3 years Filed as: BB&T SECURITIES LLC Service code 27 · EIN 20-5817590 | Advisory (Plan) | $48,119 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $10,179 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,626 | $65,118-11.5% | $76,768-24.9% | $55,725+3.4% |
| Participation rate | 98.2% | 79.6%+18.6pp | 77.0%+21.3pp | 70.9%+27.4pp |
| Annual return | -4.48% | -1.27%-3.2pp | 2.43%-6.9pp | 244.93%-249.4pp |
| Employer contribution / active EE | $2,892 | $1,941+49.0% | $2,485+16.4% | $2,078+39.2% |
| Participant deferral / active EE | $6,362 | $3,688+72.5% | $3,852+65.2% | $3,356+89.6% |
| Admin fee / account holder | $14 | $116-87.8% | $6,675-99.8% | $115-87.8% |