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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB TRUST COMPANY Service code 19 · EIN 42-1558009 | Securities Custodian | $17,955 |
Service code 15 · EIN 16-1450952 | Recordkeeping | $6,241 |
CHARLES SCHWAB & CO., INC.5+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $5,289 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $116,683 | $62,928+85.4% | $172,753-32.5% | $67,582+72.7% |
| Participation rate | 97.8% | 64.5%+33.3pp | 82.6%+15.2pp | 71.3%+26.5pp |
| Annual return | 19.35% | 30.36%-11.0pp | 803.00%-783.7pp | 378.57%-359.2pp |
| Employer contribution / active EE | $5,286 | $1,636+223.1% | $5,144+2.8% | $2,148+146.1% |
| Participant deferral / active EE | $5,815 | $2,145+171.1% | $5,198+11.9% | $3,539+64.3% |
| Admin fee / account holder | $17 | $167-89.6% | $13,956-99.9% | $142-87.8% |