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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB TRUST COMPANY Service code 19 · EIN 42-1558009 | Securities Custodian | $23,536 |
Service code 15 · EIN 16-1450952 | Recordkeeping | $6,011 |
CHARLES SCHWAB & CO., INC.4+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $4,124 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,146 | $37,196+169.2% | $154,108-35.0% | $55,725+79.7% |
| Participation rate | 99.2% | 64.1%+35.2pp | 83.0%+16.2pp | 70.9%+28.4pp |
| Annual return | -3.56% | 1319.68%-1323.2pp | 735.21%-738.8pp | 244.93%-248.5pp |
| Employer contribution / active EE | $5,192 | $1,614+221.7% | $5,298-2.0% | $2,078+149.8% |
| Participant deferral / active EE | $5,432 | $2,068+162.6% | $5,081+6.9% | $3,356+61.9% |
| Admin fee / account holder | $18 | $102-82.8% | $13,411-99.9% | $115-84.8% |