Filed October 9, 2015
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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC2+ years Filed as: MMC SECURITIES LLC Service code 28 · EIN 06-1685865 | Investment Management | $60,000 |
MERCER1 year Filed as: MERCER INVESTMENT MANAGEMENT Service code 16 · EIN 30-0282430 | Consulting | $50,900 |
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Direc... | $34,067 |
CHARLES SCHWAB & CO., INC.2+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $3,985 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $1 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $99,537 | $62,267+59.9% | $110,238-9.7% | $55,725+78.6% |
| Participation rate | 97.9% | 78.1%+19.8pp | 79.8%+18.1pp | 70.9%+27.1pp |
| Annual return | -4.40% | -1.07%-3.3pp | 314.74%-319.1pp | 244.93%-249.3pp |
| Employer contribution / active EE | $2,756 | $1,941+41.9% | $3,826-28.0% | $2,078+32.6% |
| Participant deferral / active EE | $7,553 | $3,516+114.8% | $4,672+61.7% | $3,356+125.1% |
| Admin fee / account holder | $250 | $121+106.7% | $8,547-97.1% | $115+117.0% |