Filed October 9, 2015
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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC1+ years Filed as: MMC SECURITIES LLC Service code 28 · EIN 06-1685865 | Investment Management | $40,000 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $4 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $116,327 | $69,305+67.8% | $82,312+41.3% | $69,631+67.1% |
| Participation rate | 99.4% | 80.3%+19.2pp | 76.9%+22.5pp | 70.7%+28.7pp |
| Annual return | 17.30% | 21.47%-4.2pp | 25.88%-8.6pp | 27571.02%-27553.7pp |
| Employer contribution / active EE | $2,752 | $1,887+45.9% | $2,428+13.3% | $2,032+35.4% |
| Participant deferral / active EE | $7,572 | $3,568+112.2% | $3,706+104.3% | $3,224+134.9% |
| Admin fee / account holder | $58 | $97-40.6% | $5,608-99.0% | $110-47.8% |