Filed December 5, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 3-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 14-1764768 | Advisory (Participants) | $93,658 |
Service code 15 · EIN 16-1503696 6 RHOADS DRIVE · UTICA, NY 135026374 | Recordkeeping | $9,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,259 | $37,117+32.7% | $147,614-66.6% | $55,191-10.7% |
| Participation rate | 69.4% | 63.6%+5.8pp | 84.6%-15.2pp | 69.2%+0.3pp |
| Annual return | 3.52% | 3.44%+0.1pp | 61.98%-58.5pp | 10.78%-7.3pp |
| Employer contribution / active EE | $1,312 | $1,620-19.0% | $5,564-76.4% | $1,899-30.9% |
| Participant deferral / active EE | $2,852 | $1,985+43.6% | $4,895-41.7% | $3,046-6.4% |
| Admin fee / account holder | $138 | $86+60.8% | $11,611-98.8% | $91+51.6% |