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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES Service code 27 880 CARILLON PARKWAY · ST PETERSBURG, FL 33716 | Advisory (Plan) | $10,970 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,947 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $715 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $13,232 | $37,196-64.4% | $154,111-91.4% | $55,725-76.3% |
| Participation rate | 34.7% | 64.1%-29.4pp | 83.0%-48.3pp | 70.9%-36.1pp |
| Annual return | -10.14% | 1319.68%-1329.8pp | 735.18%-745.3pp | 244.93%-255.1pp |
| Employer contribution / active EE | $448 | $1,614-72.2% | $5,298-91.5% | $2,078-78.4% |
| Participant deferral / active EE | $985 | $2,068-52.4% | $5,081-80.6% | $3,356-70.6% |
| Admin fee / account holder | $89 | $102-12.7% | $13,411-99.3% | $115-23.0% |